Compliance analyst

# Compliance Analyst **Location:** London **Salary:** £45,000–£55,000 per annum **Contract Type:** Permanent **Seniority Level:** Mid-Level --- ## ABOUT THE ROLE We are seeking a detail-oriented Compliance Analyst to join our team in London. In this pivotal role, you will be responsible for ensuring our organisation maintains the highest standards of regulatory compliance within the financial services sector. You will conduct comprehensive risk assessments, monitor adherence to Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations, and support the implementation of robust compliance frameworks. This role offers an excellent opportunity to work within a dynamic environment where your expertise will directly contribute to safeguarding our business operations and maintaining regulatory integrity. --- ## KEY RESPONSIBILITIES - Conduct thorough compliance monitoring activities to ensure adherence to FCA regulations, AML/CTF legislation, and internal policies and procedures - Perform risk-based assessments of client onboarding processes, transaction monitoring alerts, and customer due diligence (CDD) documentation to identify potential money laundering or terrorist financing risks - Analyse large datasets using compliance monitoring tools to identify trends, anomalies, and suspicious activity patterns requiring escalation or further investigation - Prepare detailed compliance reports, breach logs, and regulatory submissions, ensuring accuracy and timely delivery to senior management and regulatory bodies - Support the ongoing development and enhancement of the AML/KYC framework, including policy reviews, procedure updates, and control effectiveness testing - Liaise with business units to provide compliance guidance on regulatory requirements, product launches, and process changes, acting as a trusted compliance advisor - Coordinate and deliver compliance training programmes to staff, ensuring awareness of regulatory obligations and emerging financial crime typologies - Maintain up-to-date knowledge of regulatory developments, industry best practices, and evolving compliance requirements, implementing necessary changes to ensure continued adherence --- ## REQUIREMENTS - **ICA Diploma in Compliance** (International Compliance Association) or equivalent professional qualification - **CAMS certification** (Certified Anti-Money Laundering Specialist) or commitment to obtain within 12 months of appointment - Minimum 3–5 years' experience in a compliance role within financial services, banking, or a regulated environment - Demonstrated knowledge of FCA regulatory framework, Money Laundering Regulations 2017, Senior Managers & Certification Regime (SMCR), and UK financial crime legislation - Proven experience conducting risk assessments, compliance testing, and regulatory reporting within AML/KYC or financial crime prevention functions - Strong analytical skills with proficiency in data analysis tools and compliance monitoring systems (e.g., Actimize, FICO, or similar transaction monitoring platforms) --- ## PREFERRED QUALIFICATIONS - Additional certifications such as ICA Advanced Diploma in Anti-Money Laundering or Certificate in Regulatory Compliance - Experience working with regulatory technology (RegTech) solutions and automated compliance monitoring tools - Previous exposure to regulatory examinations, audit processes, or liaison with the FCA or other regulatory authorities - Knowledge of MiFID II, GDPR, Payment Services Regulations, or other relevant financial services legislation --- ## WHAT WE OFFER - **Competitive salary** of £45,000–£55,000 per annum, commensurate with experience - **Performance-related bonus** scheme - **25 days annual leave** plus bank holidays, with the option to purchase additional leave - **Pension scheme** with employer contributions - **Private medical insurance** and comprehensive health and wellbeing benefits - **Professional development support**, including sponsorship for further compliance certifications (ICA Advanced Diploma, CFE, etc.) and access to industry conferences - **Hybrid working arrangements** with flexible working options - **Career progression opportunities** within a growing compliance function, with clear pathways to Senior Compliance Analyst and Compliance Manager roles - Access to ongoing regulatory training and CPD resources to maintain professional competence --- **To Apply:** Please submit your CV and a cover letter detailing your relevant compliance experience and professional qualifications. *We are an equal opportunities employer and welcome applications from all suitably qualified candidates.*